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description: Proposal clarifies the scope of Volcker rule prohibitions and provides certain exemptions
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- <H1> IE - Investment Executive
- <H2> Top Stories
- <H3> Great-West CEO mulls bringing firm’s three units under one brand
- <H3> Diversity still hard to come by in U.S. asset-management industry
- <H3> Much debate on new CE proposals
- <H2> Also in the News
- <H2> IE Extra
- <H3> Slideshow: Taking stock of each brokerage’s average advisor
- <H3> Brokerage Report Card 2017
- <H3> Compliance Calendar for Advisors 2017
- <H3> Brokerage Report Card 2017: The making of a Report Card
- <H3> The cybersecurity challenge
- <H2> Inside Track
- <H2> Building Your Business
- <H3> Five qualities to consider when hiring staff New!
- <H3> Three rules to keep your web content relevant
- <H3> Three must-have components for your website
- <H2> Investment Executive Report Cards
- <H2> Multimedia Centre
- <H3> Videos onIE TV
- <H4> Talking to clients — Green light or red light?
- <H4> Brokerage Report Card 2017: The making of a Report Card
- <H4> Brokerage Report Card 2017: Editors discuss this year’s findings
- <H4> Are you showing more expensive life insurance products to clients?
- <H4> The best way to introduce recommendations to clients
- <H4> Managing risk: Active vs passive investing
- <H4> A tried-and-true strategy for reaching millennials
- <H4> Make HNW client meetings a positive experience
- <H4> Deliver substance with style
- <H3> Webinars
- <H4> Universal Life: Past, Present and Future
- <H4> Federal Budget 2017 – Impacts for your clients
- <H4> Replay: Tax strategies to enhance retirement income
- <H2> Partners' Place
- <H4> CIFPs 15th Annual National Conference 2017 – Ottawa, Ontario
- <H4> Distinguished Advisor Conference - Kelowna Nov 5 - 8, 2017
- <H4> CAILBA 2017 National Conference and AGM, June 6 - 8, Niagara-on-the-Lake
- <H2> Special Feature
- <H3> Brokerage Report Card 2017
- <H4> Brokerage Report Card 2017: Editors discuss this year’s findings
- <H4> Banks’ presence is felt
- <H4> Brokerage Report Card 2017 main chart
- <H4> Slideshow: Taking stock of each brokerage’s average advisor
- <H2> Special Feature
- <H3> ETF Guide 2017: The learning challenge
- <H4> From the editor
- <H4> Sparking a revolution
- <H4> Pinpointing investment prospects
- <H4> Finding your niche
- <H2> Special Feature
- <H3> Consumer Insights
- <H4> Insuring the DIY investor
- <H4> The gender gap in financial matters
- <H4> Advisors: Get to know your newcomers
- <H4> Advisors don’t impress young investors
- <H2> Brand knowledge
- <H4> Making a Case for Business Intelligence
- <H2> IE’s Calendar of Industry Events
- <H4> Check out Investment Executive’s calendar of CE accredited financial industry events.
- <H2> Free webinar
- <H2> Market Watch
- <H2> Most Popular
- <H4> Compliance Calendar for Advisors 2017
- <H4> Peak annual meeting day falls on May 4
- <H4> Diversity still hard to come by in U.S. asset-management industry
- <H4> Five qualities to consider when hiring staff
- <H4> Much debate on new CE proposals
- <H4> HOOPP CEO quits Home Capital board, citing potential conflict
- <H4> IE’s Calendar of Industry Events
- <H4> Report calls for ending gaps and overlaps in oversight
- <H4> Industry applauds Sousa’s regulatory proposals
- <H4> You’ve been hacked. Now what?
- <H2> IE Smart Edition
- <H3> May 2017
- <H2> Follow Us
- <H3> Follow us
- <H3> News
- <H3> Building your Business
- <H3> Multimedia Centre
- <H3> Tools and Resources
- <H2> Stay tuned
- report20
- card18
- brokerage13
- advisors12
- april12
- financial10
- news9
- new8
- dot8
- industry8
- clients8
- business7
- calendar6
- investment6
- advisor6
- strategies6
- life6
- compliance6
- regulators6
- insurance5
- building5
- firms5
- place4
- practice4
- sales4
- marketing4
- page4
- transcontinental4
- march4
- planning4
- home4
- products4
- feature4
- capital3
- national3
- making3
- staff3
- banks3
- universal3
- prev3
- media3
- discuss3
- come3
- proposals3
- ceo3
- special3
- dealers3
- tax3
- webinar3
- annual3
- conference3
- next3
- events3
- average3
- issues3
- research3
- markets3
- management3
- technology3
- etf3
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- brokerage report6
- your business4
- your clients3
- financial planning3
- for advisors2
- brokerage report card4
- prev dot dot2
- report card 2017 banks2
- peak annual meeting2
- editors discuss this2
- taking stock of each2
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